Recent News

Weekly Report – 6/19/17

June 19, 2017

In Financial Advisor IQ, on 6/14/17, it was reported that a former Morgan Stanley financial consultant was the subject of a securities regulatory action by the Financial Industry Regulatory Authority (FINRA) alleging that he had concealed losses in a client’s investment account.  According to the article, FINRA alleged that Kim Dee Isaacson had misrepresented the…

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Law Firms of Ciklin Lubitz, Silver Law Group and David R. Chase, P.A. Investigating Customer Claims Against JP Morgan

March 7, 2017

Securities Arbitration and Investment Litigation Lawyers with multiple law firms are investigating customer claims against JP Morgan March 07, 2017 17:46 ET | Source: David R. Chase, P.A. FORT LAUDERDALE, Fla., March 07, 2017 (GLOBE NEWSWIRE) — The securities arbitration and investment litigation lawyers at the Ciklin Lubitz Law Firm, The Law Firm of David…

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Will the Recent Election Impact Your Investment Portfolio?

November 17, 2016

As of now it is pure speculation as to what (if any) policies the new administration might offer could serve to impact investor portfolios. As a recent presidential candidate, Donald Trump has made reference to a market bubble and plenty of commentators have noted that a rise in interest rates could potentially result in a…

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JP Morgan Investigation

Where Did JP Morgan Guide Your Investments?

July 18, 2016

JP Morgan recently reported financial earnings and it seems like a distant memory that in December 2015, JP Morgan paid a $267 million fine to the SEC. The SEC Press Release refers to improper disclosures to customers as well as improper efforts by employees of JP Morgan to steer customer investments into proprietary mutual funds and…

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Markets hit record highs, but how confident are you?

July 14, 2016

Make sure your financial advisor and their firm accurately reflect your risk tolerance.  With recent volatility and an 800 point market drop in the immediate aftermath of Brexit, just a few weeks later and it looks like nothing but a blip on the radar screen.  Since the Brexit vote results were announced, we saw an…

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Whose Side is Your Financial Advisor Really On?

Whose Side is Your Financial Advisor Really On?

June 27, 2016

If you are like most investors, you read the brochures and advertising materials where brokerage firms want to gain your trust (and your assets) by convincing you that they can help you save for your retirement, keep your money safe and secure, assist you in making wise investments, and advise you in making other critical…

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