Types of Claims
The Investment Loss Recovery Team at Ciklin Lubitz & O’Connell have 75 years of collective experience handling securities matters for institutions and individuals. Their expertise includes legal and regulatory issues related to broker-dealers, investment advisors, and individual professionals in the financial services industry.
The Investment Loss Recovery Team at Ciklin Lubitz & O'Connell formally represented stock brokers and brokerage firms since the early 1980s. However, since approximately 2014, the Investment Loss Recovery Team at Ciklin Lubitz & O'Connell has been dedicated to representing individual and institutional investors recover investment losses natioinwide. The Investment Loss Recovery Team at Ciklin Lubitz & O'Connell handles regulatory issues that arise, whether in arbitration, in state or federal court, or before regulators such as the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC), the Florida Department of Financial Services, or others.
Securities Litigation Matters
The securities department is prepared to counsel or assist market participants in large and complex matters involving:
|Annuities||Hedge funds||Private placements|
|Bonds||Hedging strategies||Product cases|
|Breach of contract||Life insurance||Promissory notes|
|Breach of fiduciary duty||Managed portfolios||Selling away|
|Derivatives||Mutual funds||Structured products|
|ERISA||Non-compete agreements||Unit investment trusts|
|Exchange traded funds||Options|
1 – CNBC reported on 8/16/17 that while D.C. deregulates, the states are stepping in as Wall Street watchdogs. For example, the Massachusetts state securities regulator announced a recent investigation into how top U.S. brokerage firms handle customer buy and sell orders and whether customers are getting the best prices for their trades. 2 –…Read More