Types of Claims

The Investment Loss Recovery Team at Ciklin Lubitz & O’Connell have 75 years of collective experience handling securities matters for institutions and individuals.  Their expertise includes legal and regulatory issues related to broker-dealers, investment advisors, and individual professionals in the financial services industry.

The Investment Loss Recovery Team at Ciklin Lubitz & O'Connell formally represented stock brokers and brokerage firms since the early 1980s.  However, since approximately 2014, the Investment Loss Recovery Team at Ciklin Lubitz & O'Connell has been dedicated to representing individual and institutional investors recover investment losses natioinwide.  The Investment Loss Recovery Team at Ciklin Lubitz & O'Connell handles regulatory issues that arise, whether in arbitration, in state or federal court, or before regulators such as the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC), the Florida Department of Financial Services, or others.

Securities Litigation Matters

The securities department is prepared to counsel or assist market participants in large and complex matters involving:

Annuities Hedge funds Private placements
Bonds Hedging strategies Product cases
Breach of contract Life insurance Promissory notes
Breach of fiduciary duty Managed portfolios Selling away
Derivatives Mutual funds Structured products
Equities Negligence Suitability
ERISA Non-compete agreements Unit investment trusts
Exchange traded funds Options  
Fraud Pension benefits  

Recent News

News Report – 11/13/17

1 – Leon Rehak, a financial consultant with LPL Financial in Pompano Beach, Florida, and previously with Raymond James & Associates, has had customer complaints including allegations of excessive trading, churning, unauthorized trading breach of fiduciary duty, and other allegations and claims. See FINRA brokercheck.  If you are an investor who suffered losses with Rehak,…

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